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BROADWIND, INC. Director's Dealing 2023

Aug 18, 2023

34590_dirs_2023-08-18_954b246a-c232-4734-b611-36fde810227d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-08-17

Reporting Person: Blashford Eric B. (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-17 Common Stock P 6000 $3.52 Acquired 424372 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 24675 Indirect

Footnotes

F1: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.