BROADWIND, INC. — Director's Dealing 2023

Aug 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-08-17

Reporting Person: Shivaram Sachin M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-17	Common Stock	P	1790	$3.46	Acquired	28572	Direct
2023-08-18	Common Stock	P	25940	$3.6718	Acquired	54512	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $3.46 to $3.75; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2: Includes (i) 14,617 restricted stock units that vest on 11/2/2023 and (ii) 12,165 restricted stock units that vest on 5/25/24.