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BROADWIND, INC. Director's Dealing 2023

Sep 8, 2023

34590_dirs_2023-09-08_bc57f28f-dd0a-4313-92f3-3d19b01c7697.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2023-09-06

Reporting Person: Wagner Thomas A. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-06 Common Stock S 10000 $3.9926 Disposed 83683 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.

F2: Includes 12,165 restricted stock units that vest on 5/25/24.