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BROADWIND, INC. — Director's Dealing 2022
May 11, 2022
34590_dirs_2022-05-11_12aee280-bab9-4d7d-b667-f11c35be7f9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-05-09
Reporting Person: Ciccone Thomas A (VP and Principal Acct Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-09 | Common Stock | F | 459 | $1.70 | Disposed | 41956 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5339 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.