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BROADWIND, INC. — Director's Dealing 2022
May 11, 2022
34590_dirs_2022-05-11_6f0d1817-ba7d-4986-89c0-2968f13adc96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-05-09
Reporting Person: Mayo Gilbert W. Jr. (Pres., Broadwind Ind. Solution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-09 | Common Stock | F | 490 | $1.70 | Disposed | 73842 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12425 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.