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BROADWIND, INC. Director's Dealing 2022

May 11, 2022

34590_dirs_2022-05-11_0db76d95-6fb4-4ff2-b89f-3672ca894077.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-05-09

Reporting Person: Schueller Daniel E. (Pres., Broadwind Heavy Fab.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-09 Common Stock F 950 $1.70 Disposed 109704 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8165 Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.