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BROADWIND, INC. Director's Dealing 2022

Aug 2, 2022

34590_dirs_2022-08-02_4b914762-ac99-46f5-8d25-3012db278f87.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-07-29

Reporting Person: Hanna Wayne W. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-07-29 Common Stock F 1197 $2.12 Disposed 68242 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6690 Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 4,838 restricted stock units that vest on 4/30/23; (ii) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (iii) 12,094 restricted stock units that vest 4,031 shares on each of 4/25/23 and 4/25/24 and 4,032 shares on 4/25/25.