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BROADWIND, INC. — Director's Dealing 2022
Oct 28, 2022
34590_dirs_2022-10-28_427a7d1b-e28d-4f07-8328-d5d77012f447.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-10-26
Reporting Person: Kennedy Hayes M. (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-26 | Common Stock | F | 551 | $1.80 | Disposed | 25642 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5115 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.