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BROADWIND, INC. — Director's Dealing 2022
Nov 15, 2022
34590_dirs_2022-11-15_5f8bc470-2d35-4941-ba9e-f24c233a8d2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2022-11-11
Reporting Person: Schueller Daniel E. (Pres., Broadwind Heavy Fab.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-11 | Common Stock | P | 4800 | $1.67 | Acquired | 114504 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10682 | Indirect |
Footnotes
F1: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.
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