BROADWIND, INC. — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-02-22

Reporting Person: Mayo Gilbert W. Jr. (Pres. Broadwind Ind. Solutions)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-22	Common Stock	F	1047	$8.46	Disposed	37831	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9352.55	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.