BROADWIND, INC. — Director's Dealing 2021

Mar 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-02-25

Reporting Person: Schueller Daniel E. (Pres., Broadwind Heavy Fab.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-25	Common Stock	A	22176	—	Acquired	80437	Direct
2021-02-25	Common Stock	F	7752	$7.94	Disposed	72685	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4700.05	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23.