BROADWIND, INC. — Director's Dealing 2021

Apr 1, 2021

SEC Form 4/A — Form 4/A

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-02-25

Reporting Person: KUSHNER STEPHANIE K (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-25	Common Stock	A	25544	—	Acquired	507329	Direct
2021-02-25	Common Stock	F	11793	$7.94	Disposed	495536	Direct

Footnotes

F1: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21.