BROADWIND, INC. — Director's Dealing 2021

Apr 1, 2021

SEC Form 4/A — Form 4/A

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-02-25

Reporting Person: Mayo Gilbert W. Jr. (Pres. Broadwind Ind. Solutions)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-25	Common Stock	A	22000	—	Acquired	59831	Direct
2021-02-25	Common Stock	F	9800	$7.94	Disposed	50031	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9578.55	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.