BROADWIND, INC. — Director's Dealing 2021

Apr 1, 2021

SEC Form 4/A — Form 4/A

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-02-25

Reporting Person: Blashford Eric B. (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-25	Common Stock	A	54120	—	Acquired	293609	Direct
2021-02-25	Common Stock	F	25162	$7.94	Disposed	268447	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14834.84	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.