BROADWIND, INC. — Director's Dealing 2021

May 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-05-17

Reporting Person: REILAND DAVID P (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-17	Common Stock	S	4000	$4.32	Disposed	134162	Direct
2021-05-18	Common Stock	S	3600	$4.25	Disposed	130562	Direct
2021-05-18	Common Stock	S	400	$4.24	Disposed	130162	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Common Stock (8403)	8403	Direct

Footnotes

F1: Includes 9,336 restricted stock units that vest on 5/1/22.

F2: Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.

F3: Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.