BROADWIND, INC. — Director's Dealing 2021

Oct 5, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2021-10-01

Reporting Person: Ciccone Thomas A (VP and Principal Acct Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	34094	Direct
Common Stock	3637	Indirect

Footnotes

F1: Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 6,509 restricted stock units that vest on 4/23/22.