BROADWIND, INC. — Director's Dealing 2020

Feb 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-02-20

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-20	Common Stock	F	1860	$2.18	Disposed	69964	Direct
2020-02-21	Common Stock	F	618	$2.15	Disposed	69346	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14093.85	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 5,375 restricted stock units that vest on 2/20/21; and (ii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22.