BROADWIND, INC. — Director's Dealing 2020

Apr 27, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-04-23

Reporting Person: Mayo Gilbert W. Jr. (Pres., Red Wolf Company, LLC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-23	Common Stock	F	1100	$1.37	Disposed	24973	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9409	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 3,000 restricted stock units that vest on 2/20/21; and (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22.