BROADWIND, INC. — Director's Dealing 2020

May 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-04-30

Reporting Person: Hanna Wayne W. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-30	Common Stock	A	14513	—	Acquired	26761	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2097	Indirect

Footnotes

F1: Includes (i) 12,248 restricted stock units that vest 4,082 shares on 7/29/20 and 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 14,513 restricted stock units that vest 4,837 shares on 4/30/21 and 4,838 shares on each of 4/30/22 and 4/30/23.