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BROADWIND, INC. — Director's Dealing 2020
May 4, 2020
34590_dirs_2020-05-04_b2fe2345-5259-49bd-a28a-4db490ddc277.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-04-30
Reporting Person: Blashford Eric B. (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-30 | Common Stock | A | 67500 | — | Acquired | 242140 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14738.43 | Indirect |
Footnotes
F1: Includes (i) 7,380 restricted stock units that vest on 2/20/21; (ii) 50,000 restricted stock units that vest on 5/4/21; (iii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iv) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.
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