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BROADWIND, INC. Director's Dealing 2020

May 4, 2020

34590_dirs_2020-05-04_f1b0b09c-f155-4d33-a8b9-636a63a5d8e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-04-30

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-30 Common Stock A 30938 Acquired 97803 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14093.85 Indirect

Footnotes

F1: Includes (i) 5,375 restricted stock units that vest on 2/20/21; (ii) 16,932 restricted stock units that vest 8,466 shares on each of 4/23/21 and 4/23/22; and (iii) 30,938 restricted stock units that vest 10,312 shares on 4/30/21 and 10,313 shares on each of 4/30/22 and 4/30/23.