BROADWIND, INC. — Director's Dealing 2020

May 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-04-30

Reporting Person: Mayo Gilbert W. Jr. (Pres. Broadwind Ind. Solutions)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-30	Common Stock	A	13905	—	Acquired	38878	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9409	Indirect

Footnotes

F1: Includes (i) 3,000 restricted stock units that vest on 2/20/21; (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (iii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.