BROADWIND, INC. — Director's Dealing 2020

May 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-03-01

Reporting Person: KUSHNER STEPHANIE K (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common Stock	D	20900	—	Disposed	459285	Direct
2020-05-01	Common Stock	A	22500	—	Acquired	481785	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19068	Indirect

Footnotes

F1: The reporting person forfeited 20,900 restricted stock units in connection with her retirement as President and Chief Executive Officer of the Company.

F2: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21.