BROADWIND, INC. — Director's Dealing 2020

Sep 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND, INC. (BWEN)
CIK: 0001120370
Period of Report: 2020-09-11

Reporting Person: KUSHNER STEPHANIE K (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-11	Common Stock	S	19001.66	$3.16	Disposed	481785	Direct

Footnotes

F1: The reporting person sold 19,001.66 shares of common stock of the Company held indirectly by the reporting person through the Company's 401(k) Plan.

F2: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21.