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BROADWIND, INC. — Director's Dealing 2019
Feb 22, 2019
34590_dirs_2019-02-22_d4be848e-1bf0-4464-908e-135f27239e81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-02-20
Reporting Person: Blashford Eric B. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-20 | Common Stock | F | 2651 | $1.41 | Disposed | 123419 | Direct |
| 2019-02-21 | Common Stock | F | 1699 | $1.44 | Disposed | 121720 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7179 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 4,729 restricted stock units that vest on 2/21/20; (iii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21.