BROADWIND, INC. — Director's Dealing 2019

Feb 22, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-02-20

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-20	Common Stock	F	1860	$1.41	Disposed	40664	Direct
2019-02-21	Common Stock	F	618	$1.44	Disposed	40046	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7871	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 3,234 restricted stock units that vest on 7/25/19; (ii) 1,785 restricted stock units that vest on 2/21/20; and (iii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21.