BROADWIND, INC. — Director's Dealing 2019

Feb 25, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-02-22

Reporting Person: Blashford Eric B. (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-22	Common Stock	F	4393	$1.3	Disposed	117327	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7179	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; and (iii) 50,000 restricted stock units that vest on 5/4/21.