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BROADWIND, INC. Director's Dealing 2019

Apr 25, 2019

34590_dirs_2019-04-25_309703c0-3b39-4ff2-a07c-363c6054f930.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-04-23

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-23	Common Stock	A	25397	—	Acquired	65443	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9645	Indirect

Footnotes

F1: Represents 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares each of 4/23/21 and 4/23/22.

F2: Includes (i) 3,234 restricted stock units that vest on 7/25/19; (ii) 1,785 restricted stock units that vest on 2/21/20; (iii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iv) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares each of 4/23/21 and 4/23/22.