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BROADWIND, INC. Director's Dealing 2019

Apr 25, 2019

34590_dirs_2019-04-25_24c207a7-8158-43d4-b472-33d65406ae02.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-04-23

Reporting Person: Schueller Daniel E. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-23	Common Stock	A	18688	—	Acquired	41094	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3720	Indirect

Footnotes

F1: Represents 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22.

F2: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 1,890 restricted stock units that vest on 2/21/20; (iii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iv) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22.