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BROADWIND, INC. Director's Dealing 2019

Apr 25, 2019

34590_dirs_2019-04-25_8b557244-b50c-40c2-8e03-958b54d9214b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-04-23

Reporting Person: Mayo Gilbert W. Jr. (Pres., Red Wolf Company, LLC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-23	Common Stock	A	9450	—	Acquired	28019	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4992	Indirect

Footnotes

F1: Represents 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.

F2: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21; and (iv) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.