BROADWIND, INC. — Director's Dealing 2019

Apr 25, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-04-23

Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-23	Common Stock	A	15339	—	Acquired	53794	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7818	Indirect

Footnotes

F1: Represents 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22.

F2: Includes (i) 2,260 restricted stock units that vest on 2/21/20; (ii) 6,652 restricted stock units that vest 3,326 shares on each of 2/20/20 and 2/20/21; and (iii) 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22.