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BROADWIND, INC. — Director's Dealing 2019
Jul 29, 2019
34590_dirs_2019-07-29_8546cdb4-7123-42be-b3f4-d58f0d7cbff4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-07-25
Reporting Person: Schueller Daniel E. (Pres., Brad Foote Gear Works)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-25 | Common Stock | F | 1315 | $2.18 | Disposed | 39779 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1090 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 1,890 restricted stock units that vest on 2/21/20; (ii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22.