BROADWIND, INC. — Director's Dealing 2019

Jul 29, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-07-25

Reporting Person: Mayo Gilbert W. Jr. (Pres., Red Wolf Company, LLC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-07-25	Common Stock	F	396	$2.18	Disposed	27623	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6879	Indirect

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21; and (iii) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.