BROADWIND, INC. — Director's Dealing 2019

Aug 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-04-24

Reporting Person: Schueller Daniel E. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-24	Common Stock	S	3720	$1.86	Disposed	1090	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	39779	Direct

Footnotes

F1: As of August 2, 2019, this number of securities includes (i) 1,890 restricted stock units that vest on 2/21/20; (ii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22.