BROADWIND, INC. — Director's Dealing 2019

Aug 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-08-14

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-14	Common Stock	P	700	$1.60	Acquired	68024	Direct
2019-08-15	Common Stock	P	500	$1.67	Acquired	68524	Direct
2019-08-16	Common Stock	P	800	$1.6831	Acquired	69324	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10826	Indirect

Footnotes

F1: Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22.