BROADWIND, INC. — Director's Dealing 2019

Dec 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2019-12-12

Reporting Person: Blashford Eric B. (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-12	Common Stock	P	3000	$1.85	Acquired	174640	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14738.43	Indirect

Footnotes

F1: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.