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BROADWIND, INC. Director's Dealing 2018

Feb 21, 2018

34590_dirs_2018-02-21_4672d59b-f2e9-4048-8512-9cfc4855d8e0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-20

Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-20	Common Stock	A	16125	—	Acquired	44594	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3818	Indirect

Footnotes

F1: Represents 16,125 restricted stock units that vest 5,375 shares on each of 2/20/19, 2/20/20 and 2/20/21.

F2: Includes (i) 1,876 restricted stock units that vest on 7/22/18; (ii) 6,467 restricted stock units that vest 3,233 shares on 7/25/18 and 3,234 shares on 7/25/19; (iii) 5,355 restricted stock units that vest 1,785 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iv) 16,125 restricted stock units that vest 5,375 shares on each of 2/20/19, 2/20/20 and 2/20/21.