BROADWIND, INC. — Director's Dealing 2018

Feb 21, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-20

Reporting Person: Blashford Eric B. (Pres., Broadwind Towers, Inc.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-20	Common Stock	A	22140	—	Acquired	83600	Direct
2018-02-20	Common Stock	F	1439	$2.39	Disposed	82161	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1988	Indirect

Footnotes

F1: Represents 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21.

F2: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F3: Includes (i) 24,458 restricted stock units that vest 12,229 shares on each of 2/22/18 and 2/22/19; (ii) 14,187 restricted stock units that vest 4,729 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21.