AI assistant
BROADWIND, INC. — Director's Dealing 2018
Feb 21, 2018
34590_dirs_2018-02-21_66a98690-2e3d-4bdb-baea-390e7cac04e5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-20
Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 9977 | — | Acquired | 41968 | Direct |
| 2018-02-20 | Common Stock | F | 671 | $2.39 | Disposed | 41297 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1493 | Indirect |
Footnotes
F1: Represents 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21.
F2: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F3: Includes (i) 11,022 restricted stock units that vest 5,511 shares on each of 2/22/18 and 2/22/19; (ii) 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21.