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BROADWIND, INC. Director's Dealing 2018

Feb 21, 2018

34590_dirs_2018-02-21_f9f72078-dbfd-493d-93be-12e9468bc707.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-20

Reporting Person: Schueller Daniel E. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-20	Common Stock	A	9072	—	Acquired	25948	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1358	Indirect

Footnotes

F1: Represents 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21.

F2: Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21.