BROADWIND, INC. — Director's Dealing 2018

Feb 22, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-20

Reporting Person: Mayo Gilbert W. Jr. (Pres., Process Systems)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	21512	Direct

Footnotes

F1: Includes (i) 4,320 restricted stock units that vest 1,440 shares on each of 2/21/18, 2/21/19 and 2/21/20; (ii) 2,200 restricted stock units that vest on 7/22/18; (iii) 2,267 restricted stock units that vest 1,133 shares on 7/25/18 and 1,134 shares on 7/25/19; and (iv) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21.