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BROADWIND, INC. — Director's Dealing 2018
Feb 23, 2018
34590_dirs_2018-02-23_32352319-956f-47be-8f60-63ef7f4cd486.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-21
Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | F | 827 | $2.31 | Disposed | 40470 | Direct |
| 2018-02-22 | Common Stock | F | 2015 | $2.30 | Disposed | 38455 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1493 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 5,511 restricted stock units that vest on 2/22/19; (ii) 4,520 restricted stock units that vest 2,260 shares on each of 2/21/19 and 2/21/20; and (iii) 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21.