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BROADWIND, INC. — Director's Dealing 2018
Feb 23, 2018
34590_dirs_2018-02-23_c69ead3c-1bbf-4fdc-8ca3-f34c854b76d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-21
Reporting Person: Schueller Daniel E. (Pres., Brad Foote Gear Works)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | F | 654 | $2.31 | Disposed | 25294 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1358 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
F2: Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; (ii) 3,780 restricted stock units that vest 1,890 shares on each of 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21.