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BROADWIND, INC. — Director's Dealing 2018
Feb 23, 2018
34590_dirs_2018-02-23_a184b10d-af98-4f22-ab50-72bc5421e95a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-21
Reporting Person: Mayo Gilbert W. Jr. (Pres., Process Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | F | 427 | $2.31 | Disposed | 21085 | Direct |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
F2: Includes (i) 2,880 restricted stock units that vest 1,440 shares on each of 2/21/19 and 2/21/20; (ii) 2,200 restricted stock units that vest on 7/22/18; (iii) 2,267 restricted stock units that vest 1,133 shares on 7/25/18 and 1,134 shares on 7/25/19; and (iv) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21.