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BROADWIND, INC. — Director's Dealing 2018
Feb 23, 2018
34590_dirs_2018-02-23_e46ce26c-ab8a-4e42-b126-6d995dc6f9fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-02-21
Reporting Person: Bonfigt Jason Lee (VP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | F | 618 | $2.31 | Disposed | 43976 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3818 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 1,876 restricted stock units that vest on 7/22/18; (ii) 6,467 restricted stock units that vest 3,233 shares on 7/25/18 and 3,234 shares on 7/25/19; (iii) 3,570 restricted stock units that vest 1,785 shares on each of 2/21/19 and 2/21/20; and (iv) 16,125 restricted stock units that vest 5,375 shares on each of 2/20/19, 2/20/20 and 2/20/21.