BROADWIND, INC. — Director's Dealing 2018

May 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2018-05-04

Reporting Person: Blashford Eric B. (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-04	Common Stock	A	50000	—	Acquired	126070	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2866	Indirect

Footnotes

F1: Represents 50,000 restricted stock units that vest on 5/4/21.

F2: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 9,458 restricted stock units that vest 4,729 shares on each of 2/21/19 and 2/21/20; (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21.