BROADWIND, INC. — Director's Dealing 2017

Feb 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2017-02-21

Reporting Person: Bonfigt Jason Lee (VP and Corporate Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-21	Common Stock	A	5355	—	Acquired	30433	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2480	Indirect

Footnotes

F1: Represents 5,355 restricted stock units that vest 1,785 shares on each of 2/21/18, 2/21/19 and 2/21/20.

F2: Includes (i) 3,752 restricted stock units that vest 1,876 shares on each of 7/22/17 and 7/22/18; (ii) 1,138 restricted stock units that vest on 7/23/17; (iii) 9,700 restricted stock units that vest 3,233 shares on each of 7/25/17 and 7/25/18 and 3,234 shares on 7/25/19; and (iv) 5,355 restricted stock units that vest 1,785 shares on each of 2/21/18, 2/21/19 and 2/21/20.