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BROADWIND, INC. — Director's Dealing 2017
Feb 23, 2017
34590_dirs_2017-02-23_b102478d-b056-47e6-8e7e-c022f521938d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2017-02-21
Reporting Person: Blashford Eric B. (Pres., Broadwind Towers, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | A | 14187 | — | Acquired | 63038 | Direct |
| 2017-02-21 | Common Stock | F | 1578 | $5.43 | Disposed | 61460 | Direct |
Footnotes
F1: Represents 14,187 restricted stock units that vest 4,729 shares on each of 2/21/18, 2/21/19 and 2/21/20.
F2: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F3: Includes (i) 700 restricted stock units that vest on 10/22/17; (ii) 4,052 restricted stock units that vest on 2/19/18; (iii) 24,458 restricted stock units that vest 12,229 shares on each of 2/22/18 and 2/22/19; and (iv) 14,187 restricted stock units that vest 4,729 shares on each of 2/21/18, 2/21/19 and 2/21/20.