BROADWIND, INC. — Director's Dealing 2017

Feb 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2017-02-21

Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-21	Common Stock	A	6780	—	Acquired	31991	Direct

Footnotes

F1: Represents 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20.

F2: Includes (i) 1,177 restricted stock units that vest on 7/23/17; (ii) 1,835 restricted stock units that vest on 2/19/18; (iii) 11,022 restricted stock units that vest 5,511 shares on each of 2/22/18 and 2/22/19; and (iv) 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20.