BROADWIND, INC. — Director's Dealing 2017

Feb 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2017-02-21

Reporting Person: Schueller Daniel E. (Pres., Brad Foote Gear Works)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-21	Common Stock	A	5670	—	Acquired	17070	Direct

Footnotes

F1: Represents 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20.

F2: Includes (i) 11,400 restricted stock units that vest 3,800 shares on each of 7/25/17, 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20.